Leonard A. Van Dorp

NORTHWEST ASSET MANAGEMENT

ISSAQUAH, WA

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CRD#: 5482217

Professional summary

Leonard Adriaan Van Dorp, who also goes by Leo Van Dorp, Leonard Van Dorp, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Issaquah, Washington.

Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Leonard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leo Van Dorp | Leonard Van Dorp

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LEO VAN DORP IS THE HONORARY CONSUL FOR THE NETHERLANDS, COVERING WASHINGTON, IDAHO AND MONTANA. MR. VAN DORP RECEIVES A $4800 ANNUAL STIPEND TO OFFSET EXPENSES. HE SPENDS APPROXIMATELY 12 HOURS A MONTH IN THIS ROLE WHICH MAY BE DURING TRADING HOURS. THIS IS NOT INVESTMENT RELATED. 2) SHY BEAR AT TALUS HOMEOWNERS ASSOCIATION, NOT INVESTMENT-RELATED, 89 SHY BEAR WAY NW, ISSAQUAH, WA 98027, HOA, TREASURER, 2022, 2 HOURS PER MONTH; NONE DURING TRADING HOURS, VARIOUS TREASURER DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Adriaan Van Dorp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2019 - Present

NORTHWEST ASSET MANAGEMENT

RIA

CRD#: 147923

ISSAQUAH, WA

Past

January 23, 2015 - March 22, 2019

GARDE CAPITAL, INC.

RIA

CRD#: 151043

SEATTLE, WA

Past

March 31, 2008 - February 4, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SEATTLE, WA

Past

March 12, 2008 - February 4, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/22/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2008

General Securities Representative Examination

Current Firm

NORTHWEST ASSET MANAGEMENT

CRD#: 147923 / SEC#: 801-69483

RIA

Registered Investment Advisory firm - (8/20/2008 Approved)

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Contact information

Main Address

2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 838-3680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (147923) (3/31/2025)

ADV PART 2 NWASSET WRAP (147923) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	8,844
AUM (Assets Under Management)	$ 3,608,262,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leonard A. Van Dorp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Adriaan Van Dorp's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWEST ASSET MANAGEMENT

GARDE CAPITAL, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

NORTHWEST ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2008

SIE

Date: 2/4/2015

Series 7

Date: 3/11/2008

Current Firm

NORTHWEST ASSET MANAGEMENT

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHWEST ASSET MANAGEMENT

TRUST BUT VERIFY

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