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Bradley Steven Stark

Bradley Steven Stark

CFP®
U.S. BANCORP ADVISORS
Spokane, WA
·CRD# 5482190·18 years experience

Professional Summary

Bradley Steven Stark, CFP®, who also goes by Bradley S Stark, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Spokane, Washington. Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Bradley has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bradley S Stark

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2011

Years of Experience

18 years in the financial services industry

Current & Past Employments

U.S. BANCORP ADVISORS, LLC·CRD# 14455
RIA
BD
1. 621 E 30th Ave, Spokane, WA 992032. 9019 Appleway Ave, Spokane Valley, WA 992123. 8851 E Trent Ave, Spokane, WA 992124. 1304 N Liberty Lake Rd, Liberty Lake, WA 990195. 428 W Riverside Ave, Spokane, WA 99201
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC·CRD# 14455
RIA
BD
1. 621 E 30th Ave, Spokane, WA 992032. 9019 Appleway Ave, Spokane Valley, WA 992123. 8851 E Trent Ave, Spokane, WA 992124. 1304 N Liberty Lake Rd, Liberty Lake, WA 990195. 428 W Riverside Ave, Spokane, WA 99201
February 13, 2026 - Present
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
RIA
Spokane, WA
May 31, 2012 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Spokane, WA
May 31, 2012 - February 13, 2026
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Spokane, WA
March 27, 2008 - June 8, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Spokane, WA
March 5, 2008 - June 8, 2012

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Current Firm

UB
U.S. BANCORP ADVISORS, LLC

MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)
California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)
Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

60 Livingston Ave Ep-mn-n2wc, Saint Paul, MN 55107

Mailing Address

60 Livingston Ave Ep-mn-n2wc, St. Paul, MN 55107

Phone Number

(800) 634-1100

Established

Delaware since 06/28/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

379

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

USBA WRAP BROCHURE - PART 2A APPENDIX 1 (7/31/2026)

Direct owners and executive officers

NamePositionCRD#
U.S. BANCORPSOLE MEMBER—
ARIAS, CARLOS ALONSOMANAGER3174333
BEJASA, EILEENMANAGER7002808
CLARK, SHANNON KEITHCHIEF FINANCIAL OFFICER AND MANAGER5829700
FERGUSON, KIMBERLY NICOLEPRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER4120145
FLOUM, JOEL IRAMANAGER2405754
MCCARTHY, MATTHEW RYANCHIEF LEGAL OFFICER6818984
MENACHER, EILEEN RENEEMANAGER4929896
SALSTROM, KYLE NORMANCHIEF COMPLIANCE OFFICER AND MANAGER5025315
STEINER, STEPHEN WARDCHIEF OPERATIONS OFFICER AND MANAGER2259345
TRIPLETT, SHANE TMANAGER1865319

Regulatory Assets Under Management

Total Number of Accounts

3,992

AUM (Assets Under Management)

$1,796,069,079

Disclosures

Regulatory Event

4

Arbitration

1

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/19/2025Cover PageReport
08/20/2024Cover PageReport
11/28/2023Cover PageReport
11/21/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Pines Home Owner's Association; Non Investment-related; Spokane Valley, WA; Home Owner's Association; Board Member at Large; 12/2023; 2 hours/ month; 0 hours/ trading; Serve on board of home owner's association, prepare the annual budget, and review the monthly financials as prepared by the HOA management company. 2) Spokane Symphony; Non Investment-related; Spokane, WA; Non-profit to enrich the community through music; Board of Directors - Chair Elect; Volunteer; 07/2024; 10 hours/ month; 0 hours/ trading; Serve on the volunteer board of directors as Chair-Elect, assist with strategic planning, community relations, etc. 3) Spokane Estate Planning Council; Not Investment-Related; Spokane, WA; Professional Organization; 07/01/2026; Board Member, Chair of the Programming Committee; 02 hours/month; 0 hours/trading; Lead a small group of volunteer professionals (CPAs, estate planning attorneys, trust officers, etc.) to plan for the 4 dinner meetings that take place during the 2026/27 year. Additionally, I will help recruit speakers for the May 2027 continuing education forum/symposium. 3) Spokane County Republican Party; Not investment-related; Spokane, WA; Political advocacy; Precinct Committee Officer / Volunteer; 12/2024; 1 hour/month; 0 hours/trading; Participating in grassroots election of county party chair and officers.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC

MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC

CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)
California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)
Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(2/13/2026)
RR
Arizona
(2/13/2026)
RR
California
(2/13/2026)
RR
Colorado
(2/13/2026)
RR
Florida
(2/17/2026)
RR
Hawaii
(2/13/2026)
RR
Idaho
(2/13/2026)
RR
Illinois
(2/13/2026)
RR
Maryland
(2/13/2026)
RR
Michigan
(2/13/2026)
RR
Minnesota
(2/13/2026)
RR
Montana
(2/13/2026)
RR
Nevada
(2/13/2026)
RR
New Jersey
(2/13/2026)
RR
New Mexico
(2/13/2026)
RR
Ohio
(2/13/2026)
RR
Oklahoma
(2/13/2026)
RR
Oregon
(2/13/2026)
RR
Utah
(2/13/2026)
RR
Virginia
(2/13/2026)
RR
Washington
(2/13/2026)
IAR
Washington
(2/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Bradley Steven Stark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Bradley Steven Stark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Bradley Steven Stark
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