Steven R. Munoz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Rene Munoz, who also goes by Steven Munoz, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2008. Steven had worked at 4 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2026 - May 5, 2026
BETTER POCKETS FINANCIAL
April 14, 2016 - February 24, 2017
NATIONWIDE SECURITIES, LLC
May 20, 2013 - December 17, 2014
NATIONWIDE SECURITIES, LLC
September 15, 2009 - February 1, 2010
DREXEL HAMILTON, LLC
June 23, 2008 - September 18, 2008
WADDELL & REED
March 17, 2008 - September 18, 2008
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BETTER POCKETS FINANCIAL
CRD#: 317366 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 5,633,702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
