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MB

Michelle L. Brooks

GARFIELD HEIGHTS, OH 44125
CRD#: 5481559
Some features on this profile are disabled
MB
Michelle L Brooks

Professional summary

Michelle L Brooks, who also goes by Michelle L Montoya, was a registered financial advisor .

Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michelle had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle L Montoya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2026 - Present

Office #1: 13623 Rockside Road, Garfield Heights, OH 44125
GARFIELD HEIGHTS, OH
Past

October 1, 2012 - April 30, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
GLENDALE, AZ
Past

March 21, 2008 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
GLENDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(6/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/18/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/25/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 3/20/2008
Investment Company Products/Variable Contracts Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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