JA
Joseph P. Applewhite
APPLEWHITE & BUYS FINANCIAL ADVISORS
Dallas, TX 75240
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CRD#: 5481528
JA
Professional summary
Joseph Paul Applewhite, who also goes by Joe Applewhite, Joseph P. Applewhite, is a registered financial advisor currently at APPLEWHITE & BUYS FINANCIAL ADVISORS located in Dallas, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Applewhite | Joseph P. Applewhite
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
2013-PRESENT: JOSEPH P. APPLEWHITE, CPA/NOT INVESTMENT RELATED/DALLAS, TX/ACCOUNTING
SERVICES/ACCOUNTANT/MAY INVOLVE 50% OR MORE TIME PER MONTH INCLUDING DURING
TRADITIONAL BUSINESS HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Paul Applewhite's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2014 - Present
APPLEWHITE & BUYS FINANCIAL ADVISORS
Office #1: 13355 Noel Rd Suite 1100, Dallas, TX 75240RIA
CRD#: 169799
Dallas, TX
Past
January 22, 2008 - November 22, 2013
CAIN, WATTERS & ASSOCIATES, LLC
RIA
CRD#: 111521
PLANO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A&
APPLEWHITE & BUYS FINANCIAL ADVISORS
APPLEWHITE & BUYS FINANCIAL ADVISORS | APPLEWHTE & BUYS | APPLEWHITE FINANCIAL PLANNING, PLLC | APPLEWHITE FINANCIAL PLANNING | APPLEWHITE FINANCIAL
CRD#: 169799 / SEC#: 801-134467
RIA
Registered Investment Advisory firm - (11/13/2025 Approved)Arizona
Registered Investment Advisory firm - (6/20/2018 Approved)Florida
Registered Investment Advisory firm - (2/21/2023 Approved)Louisiana
Registered Investment Advisory firm - (4/2/2018 Approved)Mississippi
Registered Investment Advisory firm - (6/27/2014 Approved)North Carolina
Registered Investment Advisory firm - (4/1/2024 Approved)Oklahoma
Registered Investment Advisory firm - (7/18/2024 Approved)South Carolina
Registered Investment Advisory firm - (8/27/2015 Approved)Texas
Registered Investment Advisory firm - (1/16/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/20/2018)
IAR
Florida(2/21/2023)
IAR
Louisiana(4/4/2018)
IAR
Mississippi(6/27/2014)
IAR
North Carolina(4/5/2024)
IAR
Oklahoma(7/18/2024)
IAR
South Carolina(8/27/2015)
IAR
Texas(1/16/2014)
Current Firm
A&
APPLEWHITE & BUYS FINANCIAL ADVISORS
APPLEWHITE & BUYS FINANCIAL ADVISORS | APPLEWHTE & BUYS | APPLEWHITE FINANCIAL PLANNING, PLLC | APPLEWHITE FINANCIAL PLANNING | APPLEWHITE FINANCIAL
CRD#: 169799 / SEC#: 801-134467
RIA
Registered Investment Advisory firm - (11/13/2025 Approved)Arizona
Registered Investment Advisory firm - (6/20/2018 Approved)Florida
Registered Investment Advisory firm - (2/21/2023 Approved)Louisiana
Registered Investment Advisory firm - (4/2/2018 Approved)Mississippi
Registered Investment Advisory firm - (6/27/2014 Approved)North Carolina
Registered Investment Advisory firm - (4/1/2024 Approved)Oklahoma
Registered Investment Advisory firm - (7/18/2024 Approved)South Carolina
Registered Investment Advisory firm - (8/27/2015 Approved)Texas
Registered Investment Advisory firm - (1/16/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13355 Noel Rd Suite 1100, Dallas, TX 75240
Mailing Address
Phone number
(214) 710-2498
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 719 |
| AUM (Assets Under Management) | $ 138,072,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
APPLEWHITE & BUYS FINANCIAL ADVISORS
CRD#: 169799Dallas, TX 75240TRUST BUT VERIFY
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