Robert A. Luxenberg

3 FACTOR INDEXING

Woodside, CA

Some features on this profile are disabled

CRD#: 5481490

Professional summary

Robert A. Luxenberg, who also goes by Bob Luxenberg, is a registered financial advisor currently at 3 FACTOR INDEXING, LLC located in Woodside, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Luxenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert A. Luxenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 8, 2012 - Present

3 FACTOR INDEXING, LLC

RIA

CRD#: 160356

Woodside, CA

Past

August 10, 2010 - March 8, 2012

KEELER & CO., LLC

RIA

CRD#: 125185

WOODSIDE, CA

Past

January 28, 2008 - August 9, 2010

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

WOODSIDE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

3 FACTOR INDEXING, LLC

3 FACTOR INDEXING, LLC | SYNTHIUM CAPITAL, LLC

CRD#: 160356 / SEC#: 801-110926

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

California

Registered Investment Advisory firm - (2/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/6/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/2008

Uniform Investment Adviser Law Examination

Current Firm

3 FACTOR INDEXING, LLC

3 FACTOR INDEXING, LLC | SYNTHIUM CAPITAL, LLC

CRD#: 160356 / SEC#: 801-110926

RIA

Registered Investment Advisory firm - (8/1/2017 Approved)

California

Registered Investment Advisory firm - (2/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (1/6/2022 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Woodside, CA

Mailing Address

Phone number

(650) 387-0055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/1/2025)

ADV PART 2B AS (4/1/2025)

ADV PART 2B RS (4/1/2025)

Regulatory assets under management

Total Number of Accounts	200
AUM (Assets Under Management)	$ 169,584,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Luxenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert A. Luxenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

3 FACTOR INDEXING, LLC

KEELER & CO., LLC

PARTNERVEST ADVISORY SERVICES LLC

Primary Firm SEC Registration

3 FACTOR INDEXING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/2008

Current Firm

3 FACTOR INDEXING, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

3 FACTOR INDEXING, LLC

TRUST BUT VERIFY

Similar Advisors