Jeffrey M. Patten

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CRD#: 5481482

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Matthew Patten, who also goes by Jeffrey M Patten, Jeff M Patten, Jeff Patten, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2008. Jeffrey had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeffrey M Patten | Jeff M Patten | Jeff Patten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 23, 2025 - January 12, 2026

OXFORD WEALTH GROUP, LLC

RIA

CRD#: 319561

ORLANDO, FL

Past

September 6, 2024 - April 2, 2025

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

RIA

CRD#: 206518

TAMPA, FL

Past

February 26, 2020 - August 16, 2024

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BRADENTON, FL

Past

February 28, 2019 - August 16, 2024

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

BRADENTON, FL

Past

May 1, 2017 - January 9, 2019

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

BARTLETT, IL

Past

July 18, 2011 - September 27, 2012

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

DOWNERS GROVE, IL

Past

February 21, 2008 - July 8, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FOX RIVER GROVE, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/1/2017

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OXFORD WEALTH GROUP, LLC

CRD#: 319561 / SEC#: 801-124718

RIA

Registered Investment Advisory firm - (4/22/2022 Approved)

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Contact information

Main Address

111 N. Orange Avenue Suite 775, Orlando, FL 32801

Mailing Address

Phone number

(407) 495-2004

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXFORD WEALTH ADV PART 2A 03-12-2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,456
AUM (Assets Under Management)	$ 235,855,871

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey M. Patten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

PNC WEALTH MANAGEMENT LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

OXFORD WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/2020

Series 63

Date: 6/28/2017

SIE

Date: 10/1/2018

Series 6

Date: 5/1/2017

Current Firm

OXFORD WEALTH GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OXFORD WEALTH GROUP, LLC

TRUST BUT VERIFY

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