KS
Kiran B. Sharma
BRASS TAX WEALTH MANAGEMENT
Zionsville, IN 46077
Some features on this profile are disabled
CRD#: 5481426
KS
Professional summary
Kiran Bala Sharma, who also goes by Kiran B Sharma, is a registered financial advisor currently at BRASS TAX WEALTH MANAGEMENT located in Zionsville, Indiana and LPL FINANCIAL LLC located in Zionsville, Indiana.
Kiran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Kiran has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kiran B Sharma
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 09/08/2022 - Real Estate Rental - Inv Rel - CARMEL IN 46074 - Start Date: 03/01/2016 - 0Hrs/mnth 0 hrs during Trading 2- 09/08/2022 - Storen Financial - DBA for LPL Business (entity for LPL business) - Investment Related - Zionsville, IN 3- 09/08/2022 - Storen Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - Zionsville, IN 4. 09/08/2022 - Storen Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - Zionsville, IN 5-10/05/2022 - BRASS TAX WEALTH MANAGEMENT - DBA: Storen Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 9/8/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Storen Financial, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6-10/05/2022 - BRASS TAX WEALTH MANAGEMENT - DBA: Storen Financial Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 9/8/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Storen Financial Advisory Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7-10/05/2022 - Brass Tax Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 9/8/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Brass Tax Wealth Management, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8-10/05/2022 - Brass Tax Wealth Management - DBA: Storen Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 9/8/2022 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Storen Financial Group, an independent investment advisor firm. I started this business activity in 09/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9- 03/04/2024- STOREN FINANCIAL- Tax Prep/Accounting/CPA- INV REL- At Reported Business Location(s) - Start Date 1/29/24- 20 hrs a mth/ 0 hrs during trading 10) 08/19/2025 - Storen Financial Advisory Group- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2025 - 40 Hrs/Mth - 40 Hrs During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kiran Bala Sharma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2022 - Present
BRASS TAX WEALTH MANAGEMENT
Office #1: 1120 West Oak Street Suite 200, Zionsville, IN 46077RIA
CRD#: 285249
Zionsville, IN
Current
September 8, 2022 - Present
LPL FINANCIAL LLC
Office #1: 1120 West Oak Street Suite 200, Zionsville, IN 46077RIA
BD
CRD#: 6413
Zionsville, IN
Past
June 7, 2019 - August 31, 2022
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
ZIONSVILLE, IN
Past
November 18, 2014 - August 31, 2022
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
ZIONSVILLE, IN
Past
June 8, 2010 - February 14, 2014
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
ZIONSVILLE, IN
Past
February 13, 2008 - April 28, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BT
BRASS TAX WEALTH MANAGEMENT
BRASS TAX WEALTH MANAGEMENT | STOREN FINANCIAL | SCHULTE FINANCIAL GROUP | MWZ FINANCIAL | GLOBAL FINANCIAL PARTNERS | BRASS TAX WEALTH MANAGEMENT, INC.
CRD#: 285249 / SEC#: 801-111006
RIA
Registered Investment Advisory firm - (8/14/2017 Approved)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/24/2023)
RR
Florida(10/19/2022)
RR
Georgia(8/10/2023)
RR
Illinois(8/3/2023)
RR
Indiana(9/8/2022)
IAR
Indiana(10/4/2022)
RR
Maine(10/3/2023)
RR
Massachusetts(1/29/2024)
RR
Nevada(11/9/2022)
RR
New Jersey(8/10/2023)
RR
New York(3/15/2024)
RR
Ohio(8/3/2023)
RR
Texas(8/10/2023)
RR
Virginia(8/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BT
BRASS TAX WEALTH MANAGEMENT
BRASS TAX WEALTH MANAGEMENT | STOREN FINANCIAL | SCHULTE FINANCIAL GROUP | MWZ FINANCIAL | GLOBAL FINANCIAL PARTNERS | BRASS TAX WEALTH MANAGEMENT, INC.
CRD#: 285249 / SEC#: 801-111006
RIA
Registered Investment Advisory firm - (8/14/2017 Approved)Indiana
Registered Investment Advisory firm - (8/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (8/18/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4755 Cornell Road Suite 102a, Cincinnati, OH 45241
Mailing Address
Phone number
(513) 605-3394
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,872 |
| AUM (Assets Under Management) | $ 860,227,526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
