Adriana Gatti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adriana Gatti, who also goes by Adriana Gatti Der Calousdian, Adriana Julia Der Calousdian, Adriana Gatti Dercalousdian, Adriana J Gatti, Adriana Julia Gatti, was a registered financial professional .
Adriana is a previously registered financial professional and started their career in finance in 2010. Adriana had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2017 - March 18, 2019
AMG DISTRIBUTORS, INC.
April 25, 2016 - March 21, 2017
CATAMOUNT WEALTH MANAGEMENT
July 18, 2011 - April 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2011 - April 5, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2010 - June 28, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMG DISTRIBUTORS, INC.
CRD#: 27314 / SEC#: , 8-43057
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG FUNDS LLC | SOLE SHAREHOLDER | 153456 |
| GALIS, AARON | DIRECTOR | 7333959 |
| HOPKINS, THOMAS JOHN | PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP | 1835087 |
| JACOBS ANTONACCIO, RACHEL ELIZABETH | HEAD OF CLIENT SOLUTIONS AND PRINCIPAL | 3189490 |
| KINNE, KEITHA LEE | PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER | 2039630 |
| SPELLMAN, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 3086822 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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