Michael J. Mccormick
Professional summary
Michael John Mccormick, who also goes by Michael J Mccormick, is a registered financial advisor currently at MCCORMICK FINANCIAL ADVISORS, LLC located in Bozeman, Montana.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Mccormick's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2017 - Present
MCCORMICK FINANCIAL ADVISORS, LLC
June 27, 2011 - June 19, 2017
CASCADE FINANCIAL MANAGEMENT, INC.
June 24, 2011 - June 19, 2017
CASCADE FINANCIAL MANAGEMENT, INC.
September 11, 2009 - June 29, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 11, 2009 - June 29, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 1, 2008 - September 11, 2009
UBS FINANCIAL SERVICES INC.
March 7, 2008 - September 11, 2009
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/16/2017)
Exams
Current Firm
MCCORMICK FINANCIAL ADVISORS, LLC
CRD#: 289043 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 78,949,904 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
