KH
Kenneth E. Hack
VANGUARD ADVISERS
Plano, TX 75024
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CRD#: 5480565
KH
Professional summary
Kenneth Edward Hack JR, who also goes by Kenneth Edward Hack, Kenneth Hack, Kenny E Hack, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kenneth has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Edward Hack | Kenneth Hack | Kenny E Hack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIFE AND HEALTH INSURANCE LICENSE INVESTMENT RELATED ADDRESS: Scottsdale, AZ NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 05/2017 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: FRISCO, TX NATURE OF BUSINESS: SOCCER COACH POSITION: CONTRACTED WITH FC DALLAS START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 80 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACH YOUTH SOCCER
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Edward Hack JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2022 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024RIA
CRD#: 106715
Plano, TX
Current
June 1, 2022 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024BD
CRD#: 7452
Plano, TX
Past
November 9, 2020 - May 17, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
October 30, 2020 - May 17, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Past
May 19, 2020 - August 18, 2020
EMERSON EQUITY LLC
BD
CRD#: 130032
Scottsdale, AZ
Past
November 27, 2017 - June 4, 2020
KALOS MANAGEMENT
RIA
CRD#: 133025
Scottsdale, AZ
Past
November 8, 2017 - June 4, 2020
KALOS CAPITAL, INC.
BD
CRD#: 44337
Scottsdale, AZ
Past
December 5, 2016 - September 15, 2017
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SCOTTSDALE, AZ
Past
July 13, 2016 - September 15, 2017
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/25/2025)
RR
Alaska(7/25/2025)
RR
Arizona(6/2/2022)
IAR
Arizona(6/14/2022)
RR
Arkansas(7/25/2025)
RR
California(7/25/2025)
RR
Colorado(7/25/2025)
RR
Connecticut(7/25/2025)
RR
Delaware(7/25/2025)
RR
District of Columbia(7/25/2025)
RR
Florida(7/25/2025)
RR
Georgia(7/25/2025)
RR
Hawaii(7/25/2025)
RR
Idaho(7/25/2025)
RR
Illinois(7/25/2025)
RR
Indiana(7/25/2025)
RR
Iowa(7/25/2025)
RR
Kansas(7/25/2025)
RR
Kentucky(7/25/2025)
RR
Louisiana(7/25/2025)
RR
Maine(7/25/2025)
RR
Maryland(7/25/2025)
RR
Massachusetts(7/25/2025)
RR
Michigan(7/25/2025)
RR
Minnesota(7/25/2025)
RR
Mississippi(7/25/2025)
RR
Missouri(7/25/2025)
RR
Montana(7/25/2025)
RR
Nebraska(7/25/2025)
RR
Nevada(7/25/2025)
RR
New Hampshire(7/25/2025)
RR
New Jersey(7/25/2025)
RR
New Mexico(7/25/2025)
RR
New York(7/25/2025)
RR
North Carolina(7/25/2025)
RR
North Dakota(7/25/2025)
RR
Ohio(7/25/2025)
RR
Oklahoma(7/25/2025)
RR
Oregon(7/25/2025)
RR
Pennsylvania(7/25/2025)
RR
Puerto Rico(7/25/2025)
RR
Rhode Island(7/25/2025)
RR
South Carolina(7/25/2025)
RR
South Dakota(7/25/2025)
RR
Tennessee(7/25/2025)
IAR
Texas(6/2/2022)
RR
Texas(7/2/2024)
RR
Utah(7/25/2025)
RR
Vermont(7/25/2025)
RR
Virgin Islands(7/25/2025)
RR
Virginia(7/25/2025)
RR
Washington(7/25/2025)
RR
West Virginia(7/25/2025)
RR
Wisconsin(7/25/2025)
RR
Wyoming(7/25/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VANGUARD ADVISERS, INC.
VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
RIA
Registered Investment Advisory firm - (7/28/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Vanguard Blvd, Malvern, PA 19355
Mailing Address
Phone number
(610) 669-1000
Established
Firm type
Fiscal year end
# of Employees
2,225
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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