Sara A. Wiencken
Professional summary
Sara Ann Wiencken, who also goes by Sara A Shew, Sara A Snow, Sara A Weincken, Sara A Wiencken, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in St. Louis, Missouri.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2008. Sara has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sara Ann Wiencken's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2011 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 7733 Forsyth Boulevard Suite 625, St. Louis, MO 63105November 30, 2011 - November 23, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
June 1, 2009 - November 9, 2011
MORGAN STANLEY
June 1, 2009 - November 9, 2011
MORGAN STANLEY
April 23, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 1, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2025)
(11/30/2011)
(1/3/2025)
(1/3/2025)
(1/3/2025)
(1/3/2025)
(1/3/2025)
(1/3/2025)
(1/3/2025)
Exams
Series 99TO
Date: 5/20/2025
Operations Professional ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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Company Information
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878St. Louis, MO 63105TRUST BUT VERIFY
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