John D. Gatzlaff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Douglas Gatzlaff, who also goes by John D Gatzlaff, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2008. John had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2016 - March 16, 2018
PERSONAL WEALTH PARTNERS LLC
June 4, 2013 - February 24, 2018
LPL FINANCIAL LLC
October 23, 2009 - November 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - November 1, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
April 24, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PERSONAL WEALTH PARTNERS LLC
CRD#: 172055 / SEC#: 801-80198
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,857 |
| AUM (Assets Under Management) | $ 631,337,089 |
Red Flags
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