Michelle A. Shawn
Professional summary
Michelle Ann Shawn, who also goes by Michelle Anderson, Michelle Wood, is a registered financial advisor currently at RETIREMENT & INVESTMENT PLANNING, INC. located in Petoskey, Michigan.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Michelle has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Ann Shawn's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
RETIREMENT & INVESTMENT PLANNING, INC.
Office #1: 616 Petoskey St., Suite 208, Petoskey, MI 49770December 5, 2017 - December 31, 2019
GRADIENT ADVISORS, LLC
January 12, 2015 - December 10, 2015
PACKERLAND BROKERAGE SERVICES, INC.
September 10, 2014 - December 10, 2015
PACKERLAND BROKERAGE SERVICES, INC.
October 29, 2013 - September 11, 2014
BROKER DEALER FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2020)
Exams
Current Firm
RETIREMENT & INVESTMENT PLANNING, INC.
CRD#: 306082 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 3,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RETIREMENT & INVESTMENT PLANNING, INC.
CRD#: 306082Petoskey, MI 49770TRUST BUT VERIFY
Monitor Michelle Shawn
Get automatic monthly alerts on:
