Robert Shaughnessy Schwab
Professional Summary
Robert Shaughnessy Schwab, who also goes by Robert S Schwab, is a registered financial advisor currently at CAPINSIGHTS PARTNERS, LLC located in Chicago, Illinois and OLD CITY SECURITIES LLC located in New York, New York. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert S Schwab
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
CAPINSIGHTS PARTNERS, LLC
Contact Information
Main Address
48 Maple Avenue, Ste 101, Greenwich, CT 06830Phone Number
(617) 872-7174# of Employees
6Documents
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(5/15/2026)
(4/20/2021)
(9/2/2026)
(7/24/2026)
(4/20/2021)
(7/24/2026)
(3/10/2022)
(3/10/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2008About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Shaughnessy Schwab's CRS (Customer Relationship Summary).
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