Michael A. Ridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Andrew Ridge, who also goes by Mike Ridge, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2008. Michael had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2008 - September 30, 2016
C. G. MENK & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C. G. MENK & ASSOCIATES, INC.
CRD#: 38336 / SEC#: , 8-48181
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MENK, CHARLES GEORGE III | SHAREHOLDER, PRESIDENT/CEO, CCO, TREASURER & CHAIRMAN OF BOARD | 2404896 |
| WILLIAMS, JAMES MANSON | SHAREHOLDER, CORP SECRETARY & MEMBER OF BOARD | 2735927 |
| MCLAIN, ALICIA MICHELLE | SHAREHOLDER; SENIOR VP; MEMBER OF BOARD; BACKUP COMPLIANCE OFFICER | 5595044 |
| RIDGE, MICHAEL ANDREW | SHAREHOLDER | 5480187 |
| WALL, PATRICK JOHN | SHAREHOLDER | 5356995 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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