Michael J. Avanzado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Avanzado was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - August 23, 2017
AVISO WEALTH MANAGEMENT
January 3, 2017 - December 31, 2016
AVISO WEALTH MANAGEMENT
October 27, 2016 - December 31, 2016
AVISO WEALTH MANAGEMENT
October 17, 2016 - August 24, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
July 2, 2014 - August 24, 2017
FIRST ALLIED SECURITIES, INC.
Primary Firm SEC Registration
AVISO WEALTH MANAGEMENT
CRD#: 108146 / SEC#: 801-56358
State Registrations and Notice Filings
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Exams
Current Firm
AVISO WEALTH MANAGEMENT
CRD#: 108146 / SEC#: 801-56358
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,904 |
| AUM (Assets Under Management) | $ 494,946,434 |
Red Flags
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