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WB

Whitney L. Baniewicz

RDG CAPITAL MANAGEMENT LLC
Rochester, NY 14607
Some features on this profile are disabled
CRD#: 5480153
WB

Professional summary

Whitney Lorene Baniewicz, who also goes by Whitney Baniewicz, Whitney Marrett, is a registered financial advisor currently at RDG CAPITAL MANAGEMENT LLC located in Rochester, New York.

Whitney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Whitney has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Whitney Baniewicz | Whitney Marrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Whitney Lorene Baniewicz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2026 - Present

RDG CAPITAL MANAGEMENT LLC

Office #1: 10 Winthrop St, Rochester, NY 14607
RIA
CRD#: 329749
Rochester, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
RDG CAPITAL MANAGEMENT LLC
RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA
Registered Investment Advisory firm - (2/20/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/3/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2026
Uniform Investment Adviser Law Examination

Current Firm

RC
RDG CAPITAL MANAGEMENT LLC
RDG CAPITAL MANAGEMENT LLC

CRD#: 329749 / SEC#: 801-129543

RIA
Registered Investment Advisory firm - (2/20/2024 Approved)
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Contact information

Main Address
10 Winthrop St, Rochester, NY 14607
Mailing Address
Phone number
(585) 673-2683
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025 RDGCM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts91
AUM (Assets Under Management)$ 104,827,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RDG CAPITAL MANAGEMENT LLC

CRD#: 329749Rochester, NY 14607

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