Tony Nguy

AXIOM VALUE WEALTH MANAGEMENT LLC

ROCKVILLE, MD 20850

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CRD#: 5479972

Professional summary

Tony Nguy, who also goes by Tony N/a Nguy N/a, is a registered financial advisor currently at AXIOM VALUE WEALTH MANAGEMENT LLC located in Rockville, Maryland.

Tony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Tony has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony N/a Nguy N/a

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tony Nguy is an independent licensed insurance agent with Axiom Value LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Nguy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2025 - Present

AXIOM VALUE WEALTH MANAGEMENT LLC

Office #1: 9211 Corporate Blvd Suite 200, Rockville, MD 20850

RIA

CRD#: 334047

ROCKVILLE, MD

Past

October 9, 2024 - April 15, 2025

USADVISORS WEALTH MANAGEMENT, LLC

RIA

CRD#: 158108

ROCKVILLE, MD

Past

October 3, 2024 - April 28, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 9, 2020 - August 8, 2024

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

BETHESDA, MD

Past

September 4, 2013 - August 8, 2024

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

CHEVY CHASE, MD

Past

May 12, 2008 - June 11, 2012

HSBC SECURITIES (USA) INC.

CRD#: 19585

ROCKVILLE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(7/18/2025)

IAR

Virginia
(7/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/10/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AXIOM VALUE WEALTH MANAGEMENT LLC

CRD#: 334047 / SEC#:

District of Columbia

Registered Investment Advisory firm - (6/2/2025 Approved)

Florida

Registered Investment Advisory firm - (4/18/2025 Approved)

Maryland

Registered Investment Advisory firm - (4/8/2025 Approved)

Virginia

Registered Investment Advisory firm - (4/21/2025 Approved)

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Contact information

Main Address

9211 Corporate Blvd Suite 200, Rockville, MD 20850

Mailing Address

Phone number

(240) 863-3688

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	321
AUM (Assets Under Management)	$ 60,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tony Nguy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tony Nguy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXIOM VALUE WEALTH MANAGEMENT LLC

USADVISORS WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

HSBC SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2020

Series 63

Date: 5/28/2008

SIE

Date: 10/1/2018

Series 6

Date: 5/10/2008

Current Firm

AXIOM VALUE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AXIOM VALUE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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