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Benjamin David Conover

CETERA INVESTMENT ADVISERS
NORFOLK, NE
·CRD# 5479899·18 years experience

Professional Summary

Benjamin David Conover is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Norfolk, Nebraska and CETERA WEALTH SERVICES, LLC located in Norfolk, Nebraska. Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
314 N 5th St, Norfolk, NE 68701
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
314 N 5th Street Suite 400, Norfolk, NE 68701
August 10, 2023 - Present
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
RIA
Norfolk, NE
February 22, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
Norfolk, NE
January 25, 2008 - August 10, 2023

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WHITE WATER WASH POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 2. CONOVER PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2014 ADDRESS: 2501 Timber Meadows Ln, Norfolk NE 68701, United States DESCRIPTION: Property Addresses: 120 S. 3rd St, Norfolk, NE 68701320 S Main, Madison, Ne 68748223 S. Main, Madison, Ne 68748201 S. Main, Madison, NE 68748115 (not 113) E. 2nd St, Tilden, NE 68781 110 E. 2nd St, Tilden, NE 68781 3. TUNNEL CAR WASHES POSITION: Member NATURE: Car Washes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2020 ADDRESS: 2501 Timber Meadows Lane, Norfolk NE 68701, United States DESCRIPTION: There are 4 members to this LLC. My role will be primarily finding land in various territories and helping as needed when working with the municipalities or areas as needed for development. 4. CONOVER & KNAKE LLC POSITION: Member NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2018 ADDRESS: 314 N. 5th Street, Norfolk NE 68701, United States DESCRIPTION: Casey and I purchased Heritage Financial Services January 1st of this year 5. OMAHA OFFICE PROPERTY POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2021 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: Business building for our Omaha location. 6. HFS INSURANCE GROUP LLC POSITION: Owner NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: This is an entity we will use to share in the proceeds from Health Insurance. 7. NAME OF OTHER BUSINESS: COCO BONGO LLC; INVESTMENT RELATED: NO; ADDRESS: 2620 NE MCBAINE, LEES SUMMIT, MO 64002; NATURE OF BUSINESS: LLC; START: 9/2025; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; DUTIES: LLC FOR HOTEL/WEDDING VENUE & SLICK CITY ACTION AMUSEMENT PARKS; 8. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START: 01/2020; TITLE: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 9. NAME OF OTHER BUSINESS: CONOVER INVESTMENTS LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: DBA TO COLLECT FEES AND COMPENSATION; 10. NAME OF OTHER BUSINESS: KC SLIDES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCTION; NATURE OF BUSINESS: SLIDE ENTERTAINMENT PARKS; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: DEVELOPMENT AND INITIAL HIRING/TRAINING OF THE EMPLOYEES AND MANAGER; 11. NAME OF OTHER BUSINESS: KC SLIDES RE LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: REAL ESTATE TO BE LEASED; START: 01/2026; TITLE: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; DUTIES: ASSIST IN DEVELOPMENT; 12. NAME OF OTHER BUSINESS: CONOVER INVESTMENTS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START: 11/2025; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; DUTIES: EXPENSE MANAGEMENT;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(8/11/2023)
RR
Iowa
(8/10/2023)
RR
Kansas
(12/10/2025)
RR
Missouri
(8/10/2023)
RR
Nebraska
(8/10/2023)
IAR
Nebraska
(8/10/2023)
RR
North Dakota
(8/10/2023)
RR
Ohio
(11/6/2025)
RR
Oregon
(2/28/2025)
RR
South Dakota
(8/10/2023)
RR
Texas
(8/10/2023)
IAR
Texas
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2008About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2008About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Conover's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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