BC
Benjamin D. Conover
CETERA INVESTMENT ADVISERS LLC
NORFOLK, NE 68701
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CRD#: 5479899
BC
Professional summary
Benjamin David Conover is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Norfolk, Nebraska and CETERA WEALTH SERVICES, LLC located in Norfolk, Nebraska.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Benjamin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WHITE WATER WASH POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2016 ADDRESS: , Norfolk NE , United States DESCRIPTION: Owner 2. CONOVER PROPERTIES LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2014 ADDRESS: 2501 Timber Meadows Ln, Norfolk NE 68701, United States DESCRIPTION: Property Addresses: 120 S. 3rd St, Norfolk, NE 68701320 S Main, Madison, Ne 68748223 S. Main, Madison, Ne 68748201 S. Main, Madison, NE 68748115 (not 113) E. 2nd St, Tilden, NE 68781 110 E. 2nd St, Tilden, NE 68781 3. TUNNEL CAR WASHES POSITION: Member NATURE: Car Washes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2020 ADDRESS: 2501 Timber Meadows Lane, Norfolk NE 68701, United States DESCRIPTION: There are 4 members to this LLC. My role will be primarily finding land in various territories and helping as needed when working with the municipalities or areas as needed for development. 4. CONOVER & KNAKE LLC POSITION: Member NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2018 ADDRESS: 314 N. 5th Street, Norfolk NE 68701, United States DESCRIPTION: Casey and I purchased Heritage Financial Services January 1st of this year 5. OMAHA OFFICE PROPERTY POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2021 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: Business building for our Omaha location. 6. HFS INSURANCE GROUP LLC POSITION: Owner NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 314 N. 5th St. Ste 400, Norfolk NE 68701, United States DESCRIPTION: This is an entity we will use to share in the proceeds from Health Insurance. 7. NAME OF OTHER BUSINESS: COCO BONGO LLC; INVESTMENT RELATED: NO; ADDRESS: 2620 NE MCBAINE, LEES SUMMIT, MO 64002; NATURE OF BUSINESS: LLC; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: LLC FOR HOTEL/WEDDING VENUE & SLICK CITY ACTION AMUSEMENT PARKS;
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin David Conover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 314 N 5th St, Norfolk, NE 68701RIA
CRD#: 105644
NORFOLK, NE
Current
August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 314 N 5th Street Suite 400, Norfolk, NE 68701BD
CRD#: 13572
Norfolk, NE
Past
February 22, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
NORFOLK, NE
Past
January 25, 2008 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
NORFOLK, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/11/2023)
RR
Iowa(8/10/2023)
RR
Missouri(8/10/2023)
RR
Nebraska(8/10/2023)
IAR
Nebraska(8/10/2023)
RR
North Dakota(8/10/2023)
RR
Oregon(2/28/2025)
RR
South Dakota(8/10/2023)
RR
Texas(8/10/2023)
IAR
Texas(8/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Norfolk, NE 68701TRUST BUT VERIFY
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