Kristian L. Blom

BLOM LEVY & CO.

Santa Barbara, CA

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CRD#: 5479764

Professional summary

Kristian Lars Blom is a registered financial advisor currently at BLOM LEVY & CO., LLC located in Santa Barbara, California.

Kristian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kristian has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOM WEBSTER CONSTRUCTION INC. LIC# 466277 PO BOX 1357 SANTA BARBARA, CA 93102 NOT INVESTMENT RELATED. SINCE AUGUST 2011, I AM ASSISTING TOM WEBSTER AS UNCOMPENSATED CFO DUTIES RESTRICTED TO COLLECTING AND READING MAIL AND KEEPING TOM UP TO DATE. I WILL ALSO ASSIST WITH RENEWAL OF LICENCE. I SPEND APPROXIMATELY 1 HOURS PER MONTH ON THIS ACTIVITY NONE OF WHICH OCCURS DURING US TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristian Lars Blom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2011 - Present

BLOM LEVY & CO., LLC

RIA

CRD#: 153779

Santa Barbara, CA

Past

March 16, 2009 - April 12, 2010

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

FRESNO, CA

Past

March 16, 2009 - April 12, 2010

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

May 21, 2008 - February 24, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SANTA BARBARA, CA

Past

March 28, 2008 - February 24, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/24/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/27/2008

General Securities Representative Examination

Current Firm

BLOM LEVY & CO., LLC

BLOM & CO., LLC. | MISSION RIDGE ADVISORS, LLC | BLOM LEVY & CO., LLC

CRD#: 153779 / SEC#:

California

Registered Investment Advisory firm - (5/11/2011 Approved)

Oregon

Registered Investment Advisory firm - (3/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Santa Barbara, CA

Mailing Address

Phone number

(805) 680-7018

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 5,305,977

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristian L. Blom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristian Lars Blom's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLOM LEVY & CO., LLC

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2008

Series 31

Date: 4/24/2008

Series 7

Date: 3/27/2008

Current Firm

BLOM LEVY & CO., LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLOM LEVY & CO., LLC

TRUST BUT VERIFY

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