Melissa Ahearn
Professional summary
Melissa Ahearn, CLU®, who also goes by Melissa Lynn Ahearn, Melissa Ahearn Lange, is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Scottsdale, Arizona.
Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Melissa has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Melissa Ahearn's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 14, 2024 - Present
THE CAPROCK GROUP, LLC
Office #1: 8501 N Scottsdale Rd, Scottsdale, AZ 85253December 19, 2022 - April 23, 2024
GREY STREET CAPITAL, LLC
May 17, 2011 - April 4, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 27, 2008 - November 17, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/14/2024)
Exams
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
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