Danny Y. La
Professional summary
Danny Y. La, CFP®, who also goes by Danny Y La, is a registered financial advisor currently at CAPITAL ADVISORS, INC. located in Austin, Texas.
Danny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Danny has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Danny Y. La's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2019 - Present
CAPITAL ADVISORS, INC.
Office #1: 11501 Alterra Parkway Suite 440, Austin, TX 78758February 27, 2018 - January 3, 2019
TD AMERITRADE, INC.
February 26, 2018 - January 3, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - January 3, 2019
TD AMERITRADE, INC.
March 14, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 10, 2009 - February 26, 2018
SCOTTRADE, INC.
Primary Firm SEC Registration
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/11/2022)
(2/7/2019)
Exams
Current Firm
CAPITAL ADVISORS, INC.
CRD#: 104643 / SEC#: 801-14050
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,297 |
| AUM (Assets Under Management) | $ 6,146,880,645 |
Red Flags
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