Susan L. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Laney Hayes, who also goes by Susan Kay Laney, Susan Laney Mitchell, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2008. Susan had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - June 26, 2014
PNC MANAGED ACCOUNT SOLUTIONS, INC.
January 9, 2014 - June 26, 2014
BBVA SECURITIES INC.
October 1, 2013 - December 16, 2013
DAVIS DISTRIBUTORS, LLC
August 13, 2013 - September 24, 2013
LPL FINANCIAL LLC
August 13, 2013 - September 24, 2013
LPL FINANCIAL LLC
March 11, 2013 - August 29, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 24, 2013 - August 29, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
November 29, 2012 - December 7, 2012
EDWARD JONES
October 8, 2012 - December 7, 2012
EDWARD JONES
September 6, 2010 - August 26, 2011
PURSHE KAPLAN STERLING INVESTMENTS
February 15, 2008 - September 12, 2008
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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