Anthony B. Liddle
Professional summary
Anthony Baker Liddle was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Anthony had worked at 5 firms, which includes LANDOLT SECURITIES INC., PROSPER WEALTH MANAGEMENT LLC, WESTERN INTERNATIONAL SECURITIES INC., SARKAUSKAS & ASSOCIATES INC, ELIASON FINANCIAL GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2020 - May 27, 2022
LANDOLT SECURITIES, INC.
January 8, 2013 - May 30, 2022
PROSPER WEALTH MANAGEMENT, LLC
October 18, 2012 - April 28, 2020
WESTERN INTERNATIONAL SECURITIES, INC.
September 12, 2011 - December 3, 2013
SARKAUSKAS & ASSOCIATES INC
February 12, 2008 - May 27, 2010
ELIASON FINANCIAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Contact information
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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