Robert M. Challenger

TREMONT STREET ADVISORS

Houston, TX 77034

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CRD#: 5478342

Professional summary

Robert Miles Challenger JR, who also goes by Rob Challenger, Robert Miles Challenger, is a registered financial advisor currently at TREMONT STREET ADVISORS, LLC located in Houston, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Challenger | Robert Miles Challenger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TREMONT STREET INSURANCE SERVICES, LLC; LEAGUE CITY, TX; OWNER/INSURANCE SERVICES; 09/2014; APPROX 30% OF TIME. 2) TREMONT STREET FINANCIAL GROUP, LLC; LEAGUE CITY, TX; MEMBER; TRAINING/ADMINISTRATION; 09/2014; APPROX LESS THAN 1% OF TIME. 3) COMMUNITIES IN SCHOOLS, INC. (CIS),NO,17225 EL CAMINO REAL SUITE 105, HOUSTON, TX 77058,ORGANIZATION,BOARD MEMBER,08/30/2013,1,0,BOARD MEMBER OF COMMUNITIES IN SCHOOLS BAY AREA, WHO CANNOT ACT ON BEHALF OF COMMUNITIES IN SCHOOLS BAY AREA WITHOUT PERMISSION OF THE OTHER BOARD MEMBERS, ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Miles Challenger JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2014 - Present

TREMONT STREET ADVISORS, LLC

Office #1: 11550 Fuqua Suite 475, Houston, TX 77034Office #2: 4440 W Main Street, League City, TX 77573

RIA

CRD#: 172984

Houston, TX

Past

September 19, 2013 - December 17, 2014

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

HOUSTON, TX

Past

September 6, 2013 - December 17, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GALVESTON, TX

Past

May 31, 2013 - September 6, 2013

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LEAGUE CITY, TX

Past

July 22, 2011 - May 10, 2013

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

February 19, 2008 - July 21, 2011

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

HOUSTON, TX

Past

January 24, 2008 - July 21, 2011

PRINCIPAL SECURITIES, INC.

CRD#: 1137

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/8/2024)

IAR

Texas
(12/2/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/29/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/17/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/23/2008

General Securities Representative Examination

Current Firm

TREMONT STREET ADVISORS, LLC

DRDA WEALTH MANAGEMENT, LLC | TREMONT STREET ADVISORS, LLC

CRD#: 172984 / SEC#:

Louisiana

Registered Investment Advisory firm - (4/8/2024 Approved)

Texas

Registered Investment Advisory firm - (12/2/2014 Approved)

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Contact information

Main Address

4440 W Main Street, League City, TX 77573

Mailing Address

Phone number

(281) 386-3692

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 68,974,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert M. Challenger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Miles Challenger JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREMONT STREET ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

VOYA FINANCIAL ADVISORS, INC.

GUARDIAN INVESTOR SERVICES LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/29/2008

SIE

Date: 12/17/2014

Series 7

Date: 1/23/2008

Current Firm

TREMONT STREET ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TREMONT STREET ADVISORS, LLC

TRUST BUT VERIFY

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