Victor F. Leong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Fan Leong, who also goes by VIctor Leong, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2013. Victor had worked at 4 firms and has passed the Series 63, Series 3, SIE, Series 7TO, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2022 - June 30, 2010
CITI PRIVATE ALTERNATIVES, LLC
May 4, 2022 - September 12, 2025
CITIGROUP GLOBAL MARKETS INC.
May 4, 2022 - September 12, 2025
CITIGROUP GLOBAL MARKETS INC.
May 4, 2022 - September 12, 2025
CITI PRIVATE ALTERNATIVES, LLC
March 4, 2019 - May 12, 2022
FIDELITY BROKERAGE SERVICES LLC
February 4, 2013 - August 6, 2014
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationSeries 55
Date: 2/8/2013
Limited Representative-Equity Trader ExamCurrent Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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