Geraldo Galindo
Professional summary
Geraldo Galindo, who also goes by Geraldo Ignacio Galindo, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.
Geraldo is registered as a RR (Registered Representative) and started their career in finance in 2008. Geraldo has worked at 5 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
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Certified licenses
Experience
April 19, 2024 - Present
CASEY SECURITIES LLC
Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904July 25, 2022 - September 13, 2022
CASEY SECURITIES LLC
August 31, 2021 - July 29, 2024
RFA SECURITIES LLC
June 17, 2020 - August 13, 2021
TJM INVESTMENTS, LLC
March 23, 2020 - April 1, 2020
TJM INVESTMENTS, LLC
April 9, 2012 - July 1, 2020
TRINITY EXECUTIONS, LLC
April 24, 2008 - February 23, 2012
LAKESHORE SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
CASEY SECURITIES LLC
CRD#: 35230 / SEC#: , 8-21205
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 19 |
Red Flags
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Company Information
CASEY SECURITIES LLC
CRD#: 35230Greenbrae, CA 94904TRUST BUT VERIFY
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