Sanjeev Prasad
Professional summary
Sanjeev Prasad is a registered financial professional currently at EVERCORE GROUP L.L.C. located in New York, New York and CANACCORD GENUITY LLC located in New York, New York.
Sanjeev is registered as a RR (Registered Representative) and started their career in finance in 2008. Sanjeev has worked at 10 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sanjeev Prasad's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 2015 - Present
EVERCORE GROUP L.L.C.
Office #1: 55 East 52nd Street, New York, NY 10055August 4, 2021 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119April 27, 2021 - February 2, 2023
CITIZENS JMP SECURITIES, LLC
May 9, 2018 - November 27, 2018
H.C.WAINWRIGHT & CO., LLC
February 1, 2016 - March 10, 2021
BTIG, LLC
October 19, 2015 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
January 15, 2015 - August 7, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
December 19, 2014 - February 19, 2021
ABN AMRO SECURITIES (USA) LLC
December 19, 2014 - May 18, 2022
XTELLUS CAPITAL PARTNERS, INC.
July 29, 2010 - January 11, 2013
J.P. MORGAN SECURITIES LLC
May 14, 2008 - July 29, 2010
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
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