ST
Sandra E. Tackett
PARADIEM
Covington, LA 70433-2640
Some features on this profile are disabled
CRD#: 5477280
ST
Professional summary
Sandra E Tackett, who also goes by Sandy E Tackett, is a registered financial advisor currently at PARADIEM, LLC located in Covington, Louisiana.
Sandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Sandra has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sandy E Tackett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/16/2016 - No Business Name - Investment Related - AT REPORTED BUSINESS LOCATION(S) - Other-Notary - START 01/24/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Notary Public. 2. 12/9/2023 - Sandy Tackett Travel - Not Investment Related - Travel Agency - Owner/Agent - 60 Hours Per Month - Homebased travel agent through Archer Travel Group 1: Research and book travel for clients
CRS (Client Relationship Summary) - RIA
Click below to view Sandra E Tackett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2014 - Present
PARADIEM, LLC
Office #1: 510 N Jefferson Ave, Covington, LA 70433-2640RIA
CRD#: 158200
Covington, LA
Past
June 25, 2014 - October 22, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
MANDEVILLE, LA
Past
February 17, 2009 - November 12, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
MANDEVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PL
PARADIEM, LLC
D/B/A NAMES: KARDIA PLANNING AND DUNAVANT WEALTH GROUP | PARADIEM, LLC | PARADIEM INVEST | KARDIA PLANNING, LLC | KARDIA PLANNING AND DUNAVANT WEALTH STRATEGIES | KARDIA PLANNING AND DUNAVANT WEALTH GROUP | INTENTIONAL OWNERSHIP | E SIX THIRTEEN, LLC | E SIX THIRTEEN AND DUNAVANT WEALTH STRATEGIES | DUNAVANT WEALTH STRATEGIES
CRD#: 158200 / SEC#: 801-110924
RIA
Registered Investment Advisory firm - (7/31/2017 Approved)Colorado
Registered Investment Advisory firm - (8/1/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/1/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/1/2017 Terminated)Texas
Registered Investment Advisory firm - (8/1/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(10/22/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PL
PARADIEM, LLC
D/B/A NAMES: KARDIA PLANNING AND DUNAVANT WEALTH GROUP | PARADIEM, LLC | PARADIEM INVEST | KARDIA PLANNING, LLC | KARDIA PLANNING AND DUNAVANT WEALTH STRATEGIES | KARDIA PLANNING AND DUNAVANT WEALTH GROUP | INTENTIONAL OWNERSHIP | E SIX THIRTEEN, LLC | E SIX THIRTEEN AND DUNAVANT WEALTH STRATEGIES | DUNAVANT WEALTH STRATEGIES
CRD#: 158200 / SEC#: 801-110924
RIA
Registered Investment Advisory firm - (7/31/2017 Approved)Colorado
Registered Investment Advisory firm - (8/1/2017 Terminated)Indiana
Registered Investment Advisory firm - (8/1/2017 Terminated)Louisiana
Registered Investment Advisory firm - (8/1/2017 Terminated)Texas
Registered Investment Advisory firm - (8/1/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
510 N Jefferson Ave, Covington, LA 70433-2640
Mailing Address
Phone number
(985) 727-0770
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 466,197,031 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
