Michael Olson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Olson, who also goes by Michael J Olson Jr, Michael J Olson, Michael John Olson Jr, Michael John Olson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2011. Michael had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - July 27, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
March 29, 2019 - July 27, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
December 1, 2017 - March 29, 2019
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
December 1, 2017 - March 29, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
July 5, 2017 - December 22, 2017
PRINCIPAL SECURITIES, INC.
June 27, 2017 - December 22, 2017
PRINCIPAL SECURITIES, INC.
October 28, 2016 - June 23, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
October 28, 2016 - June 23, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
June 29, 2015 - November 1, 2016
U.S. BANCORP INVESTMENTS, INC.
June 29, 2015 - November 1, 2016
U.S. BANCORP INVESTMENTS, INC.
March 18, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
January 30, 2013 - July 8, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
October 8, 2012 - January 11, 2013
STEELE CAPITAL MANAGEMENT, INC.
March 12, 2012 - August 21, 2012
EDWARD JONES
December 16, 2011 - August 21, 2012
EDWARD JONES
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
