Harold D. Farell

FARELL FINANCIAL ADVISORY SERVICES

WACO, TX 76710

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CRD#: 5477235

Professional summary

Harold Dan Farell, CFP®, who also goes by H. Dan Farell, is a registered financial advisor currently at FARELL FINANCIAL ADVISORY SERVICES located in Waco, Texas.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Harold has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H. Dan Farell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OTHER SERVICES PROVIDED BY FARELL FINANCIAL ADVISORY SERVICES ARE FINANCIAL PLANNING (FROM JANUARY 2008) AND TAX PREPARATION (FROM OCTOBER 2011). BUSINESS NAME, ADDRESS, POSITION, TITLE AND RELATIONSHIP ARE THE SAME AS DISCLOSED ELSEWHERE HEREIN. RESPONSIBILITIES FOR ALL SERVICES INCLUDE ALL CLIENT CONTACT, REPORT PREPARATION AND PRESENTATION, TAX FILINGS, AND ULTIMATE CLIENT RESPONSIBILITY. NUMBER OF HOURS DEVOTED TO OTHER BUSINESS IS VARIABLE, BUT IS GENERALLY LESS THAN 50% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Dan Farell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 8, 2008 - Present

FARELL FINANCIAL ADVISORY SERVICES

Office #1: 5025 Meadow Wood Dr, Waco, TX 76710

RIA

CRD#: 146244

WACO, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/8/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FARELL FINANCIAL ADVISORY SERVICES

FARELL FINANCIAL ADVISORY SERVICES | FARELL, HAROLD, DAN

CRD#: 146244 / SEC#:

Texas

Registered Investment Advisory firm - (5/8/2008 Approved)

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Contact information

Main Address

Waco, TX

Mailing Address

Phone number

(214) 289-2800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 20,550,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harold D. Farell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Dan Farell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARELL FINANCIAL ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Current Firm

FARELL FINANCIAL ADVISORY SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FARELL FINANCIAL ADVISORY SERVICES

TRUST BUT VERIFY

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