Adelia M. Gomez
Professional summary
Adelia Mariel Gomez, who also goes by Adelia Gomez, is a registered financial professional currently at XP INVESTMENTS US, LLC located in Miami, Florida.
Adelia is registered as a RR (Registered Representative) and started their career in finance in 2008. Adelia has worked at 3 firms and has passed the Series 3, SIE, Series 7, Series 99, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adelia Mariel Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2014 - Present
XP INVESTMENTS US, LLC
Office #1: 701 Brickell Avenue 21st Floor, Miami, FL 33131November 21, 2008 - February 25, 2009
BULLTICK SECURITIES, LLC
May 13, 2008 - September 25, 2008
BULLTICK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2014)
Exams
FINRA
Current Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Company Information
XP INVESTMENTS US, LLC
CRD#: 156691Miami, FL 33131TRUST BUT VERIFY
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