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Edward W. Weingartner

CRD#: 5476762
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EW
Edward William Weingartner

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward William Weingartner, who also goes by Edward William Weingartner III, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 2008. Edward had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Edward William Weingartner Iii

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 22, 2024 - May 14, 2026

1031 SECURITIES INC.

BD
CRD#: 326590
FRANKLIN, MI
Past

October 16, 2018 - October 14, 2020

TRANSAMERICA CAPITAL, LLC

BD
CRD#: 8217
DENVER, CO
Past

December 16, 2015 - September 20, 2018

AUGUSTAR DISTRIBUTORS, INC.

BD
CRD#: 41081
CINCINNATI, OH
Past

February 28, 2008 - September 1, 2015

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

February 5, 2008 - March 31, 2008

CENTURION SECURITIES L.L.C.

BD
CRD#: 120419
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/20/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


1031 SECURITIES INC.

CRD#: 326590

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