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ZD

Zachary S. Daeges

ROEHL & YI INVESTMENT ADVISORS
Portland, OR 97202
Some features on this profile are disabled
CRD#: 5476703
ZD

Professional summary

Zachary Steven Daeges is a registered financial advisor currently at ROEHL & YI INVESTMENT ADVISORS, LLC located in Portland, Oregon.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Zachary has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Steven Daeges's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2015 - Present

ROEHL & YI INVESTMENT ADVISORS, LLC

Office #1: 5717 Se 40th Ave, Portland, OR 97202
RIA
CRD#: 109258
Portland, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R&
ROEHL & YI INVESTMENT ADVISORS, LLC
ROEHL & SITTNER INVESTMENT ADVISORS LLC | ROEHL & YI INVESTMENT ADVISORS, LLC

CRD#: 109258 / SEC#: 801-56145

RIA
Registered Investment Advisory firm - (1/12/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(8/22/2018)
IAR
Oregon
(11/9/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/7/2015
Uniform Investment Adviser Law Examination

Current Firm

R&
ROEHL & YI INVESTMENT ADVISORS, LLC
ROEHL & SITTNER INVESTMENT ADVISORS LLC | ROEHL & YI INVESTMENT ADVISORS, LLC

CRD#: 109258 / SEC#: 801-56145

RIA
Registered Investment Advisory firm - (1/12/1999 Approved)
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Contact information

Main Address
450 Country Club Road Suite 200, Eugene, OR 97401
Mailing Address
P.o. Box 11810, Eugene, OR 97440
Phone number
(541) 683-2085
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/28/2025)
DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts1,639
AUM (Assets Under Management)$ 857,825,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROEHL & YI INVESTMENT ADVISORS, LLC

CRD#: 109258Portland, OR 97202

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