Edward F. Goepp
Professional summary
Edward Francis Goepp JR., CFP®, who also goes by Ed Goepp, Eddie Goepp, Edward Francis Goepp Jr, Edward Francis Goepp, is a registered financial advisor currently at WELA STRATEGIES, INC. located in Atlanta, Georgia and CAPITAL INVESTMENT ADVISORS, LLC located in Atlanta, Georgia.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Edward has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Francis Goepp JR.'s CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
November 8, 2012 - Present
WELA STRATEGIES, INC.
Office #1: 10 Glenlake Parkway North Tower, Suite 1010, Atlanta, GA 30328December 21, 2018 - Present
CAPITAL INVESTMENT ADVISORS, LLC
Office #1: 10 Glenlake Parkway North Tower, Suite 1000, Atlanta, GA 30328March 5, 2012 - August 31, 2012
PARK AVENUE SECURITIES LLC
August 25, 2011 - August 31, 2012
PARK AVENUE SECURITIES LLC
February 22, 2008 - July 21, 2010
HOULIHAN LOKEY CAPITAL, INC.
Primary Firm SEC Registration
CAPITAL INVESTMENT ADVISORS, LLC
CRD#: 158055 / SEC#: 801-72532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/8/2012)
(2/9/2016)
Exams
Current Firm
CAPITAL INVESTMENT ADVISORS, LLC
CRD#: 158055 / SEC#: 801-72532
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,529 |
| AUM (Assets Under Management) | $ 6,298,397,792 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 10/15/2024 | ||
| 10/24/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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