Katelyn M. Enista
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katelyn Monroe Enista, who also goes by Katelyn Caroline Monroe, Katie Caroline Monroe, was a registered financial professional .
Katelyn is a previously registered financial professional and started their career in finance in 2009. Katelyn had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - September 11, 2019
TIMESCALE FINANCIAL, INC.
November 3, 2016 - November 7, 2017
LPL FINANCIAL LLC
June 26, 2013 - April 27, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 24, 2009 - June 14, 2013
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIMESCALE FINANCIAL, INC.
CRD#: 186511 / SEC#: 801-87168
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,447 |
| AUM (Assets Under Management) | $ 717,284,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
