Mariah S. Quish

QUISH

Boulder, CO 80302

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CRD#: 5475733

Professional summary

Mariah Sarah Violet Quish, CFP® is a registered financial advisor currently at QUISH located in Boulder, Colorado.

Mariah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Mariah has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariah Sarah Violet Quish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

March 18, 2013 - Present

QUISH

Office #1: 1123 Spruce Street Suite 303, Boulder, CO 80302

RIA

CRD#: 146212

Boulder, CO

Past

March 11, 2008 - April 15, 2008

AGILE SECURITIES, INC.

CRD#: 39457

BOULDER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUISH

QUISH | QUISH & CO. LLC | QUISH & CO.

CRD#: 146212 / SEC#: 801-132344

RIA

Registered Investment Advisory firm - (4/15/2025 Approved)

Colorado

Registered Investment Advisory firm - (4/29/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/10/2008

General Securities Representative Examination

Current Firm

QUISH

QUISH | QUISH & CO. LLC | QUISH & CO.

CRD#: 146212 / SEC#: 801-132344

RIA

Registered Investment Advisory firm - (4/15/2025 Approved)

Colorado

Registered Investment Advisory firm - (4/29/2025 Terminated)

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Contact information

Main Address

1123 Spruce Street Suite 303, Boulder, CO 80302

Mailing Address

Phone number

(303) 523-6122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A & 2B FORM ADV (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 113,415,159

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mariah S. Quish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariah Sarah Violet Quish's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUISH

AGILE SECURITIES, INC.

Primary Firm SEC Registration

QUISH

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2013

Series 66

Date: 3/24/2008

Series 7

Date: 3/10/2008

Current Firm

QUISH

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUISH

TRUST BUT VERIFY

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