Philip G. Garcia
COPPELL ADVISORY SOLUTIONS LLC
STOCKTON, CA 95219
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CRD#: 5475696
Professional summary
Philip Gilbert Garcia, CFP® is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Stockton, California.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Philip has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VG CAPITAL FINANCIAL SERVICES; NOT INVESMENT RELATED; 3244 Brookside Road, Ste. 140 Stockton, CA 95219. LIFE AND HEALTH INSURANCE AGENCY; MANAGING MEMBER; 07/2009 TO PRESENT. 100HRS/MO; NO SECURITIES; TRANSACT INSURANCE BUSINESS AND OVERSEE OPERATIONS AND TRAININGS OF SUB AGENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Gilbert Garcia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
October 16, 2020 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 3244 Brookside Rd. Suite 140, Stockton, CA 95219RIA
CRD#: 156549
STOCKTON, CA
Past
February 10, 2010 - November 30, 2020
GLOBAL ASSET MANAGEMENT GROUP
RIA
CRD#: 150904
LONGWOOD, FL
Past
January 21, 2008 - October 15, 2009
FINANCIAL LEADERSHIP ADVISORS, INC.
RIA
CRD#: 139864
TRACY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/16/2020)
IAR
Louisiana(9/8/2022)
IAR
Texas(9/8/2022)
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
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Company Information
COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549Stockton, CA 95219TRUST BUT VERIFY
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