Patric L. Piantedosi

RETIREMENT PLANNERS OF AMERICA

Irvine, CA 92612

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CRD#: 5475688

Professional summary

Patric Lin Piantedosi, who also goes by Patric L Piantedosi, is a registered financial advisor currently at RETIREMENT PLANNERS OF AMERICA located in Irvine, California.

Patric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Patric has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patric L Piantedosi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT FOR THE VARIOUS INDEPENDENT INSURANCE COMPANIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patric Lin Piantedosi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2016 - Present

RETIREMENT PLANNERS OF AMERICA

Office #1: 18500 Von Karman Ave Suite 520, Irvine, CA 92612

RIA

CRD#: 157222

Irvine, CA

Past

September 2, 2015 - January 4, 2016

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

December 4, 2013 - September 16, 2014

LONGBOARD CAPITAL ADVISORS, LLC

RIA

CRD#: 134550

SANTA MONICA, CA

Past

January 27, 2010 - December 16, 2013

WILLIAM O'NEIL + COMPANY

RIA

CRD#: 152620

LOS ANGELES, CA

Past

June 6, 2008 - February 12, 2010

WILLIAM O'NEIL SECURITIES

RIA

CRD#: 894

LOS ANGELES, CA

Past

March 21, 2008 - February 12, 2010

WILLIAM O'NEIL SECURITIES

CRD#: 894

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RETIREMENT PLANNERS OF AMERICA

MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA

Registered Investment Advisory firm - (4/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2008

General Securities Representative Examination

Current Firm

RETIREMENT PLANNERS OF AMERICA

MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA

Registered Investment Advisory firm - (4/4/2011 Approved)

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Contact information

Main Address

2820 Dallas Parkway, Plano, TX 75093

Mailing Address

Phone number

(469) 246-3600

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)

ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,760
AUM (Assets Under Management)	$ 3,975,227,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patric L. Piantedosi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patric Lin Piantedosi's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHIMERA SECURITIES, LLC

LONGBOARD CAPITAL ADVISORS, LLC

WILLIAM O'NEIL + COMPANY

WILLIAM O'NEIL SECURITIES

WILLIAM O'NEIL SECURITIES

Primary Firm SEC Registration

RETIREMENT PLANNERS OF AMERICA

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2008

SIE

Date: 1/4/2016

Series 7

Date: 3/20/2008

Current Firm

RETIREMENT PLANNERS OF AMERICA

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RETIREMENT PLANNERS OF AMERICA

TRUST BUT VERIFY

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