Daniel J. Weiser

WEISER FINANCIAL GROUP LLC

SARASOTA, FL 34242

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CRD#: 5475147

Professional summary

Daniel James Weiser, who also goes by Daniel Weiser, is a registered financial advisor currently at WEISER FINANCIAL GROUP LLC located in Sarasota, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Weiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Weiser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2008 - Present

WEISER FINANCIAL GROUP LLC

Office #1: 6547 Midnight Pass Rd 11, Sarasota, FL 34242

RIA

CRD#: 148110

SARASOTA, FL

Past

January 25, 2008 - June 23, 2008

FINANCIAL LEADERSHIP ADVISORS, INC.

RIA

CRD#: 139864

MAINEVILLE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/2/2009)

IAR

Ohio
(9/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/2008

Uniform Investment Adviser Law Examination

Current Firm

WEISER FINANCIAL GROUP LLC

USRIA LLC | WEISER FINANCIAL GROUP LLC

CRD#: 148110 / SEC#:

Florida

Registered Investment Advisory firm - (11/2/2009 Approved)

Ohio

Registered Investment Advisory firm - (9/3/2021 Approved)

Texas

Registered Investment Advisory firm - (12/7/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6547 Midnight Pass Rd 11, Sarasota, FL 34242

Mailing Address

Phone number

(941) 237-0143

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Weiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel James Weiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEISER FINANCIAL GROUP LLC

FINANCIAL LEADERSHIP ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/2008

Current Firm

WEISER FINANCIAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

WEISER FINANCIAL GROUP LLC

TRUST BUT VERIFY

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