Aalind Jindal
Professional summary
Aalind Jindal is a registered financial professional currently at ICICI SECURITIES INC. located in New York, New York.
Aalind is registered as a RR (Registered Representative) and started their career in finance in 2008. Aalind has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aalind Jindal's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2023 - Present
ICICI SECURITIES INC.
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036August 16, 2013 - November 4, 2019
HSBC SECURITIES (USA) INC.
January 29, 2008 - August 5, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2023)
(3/15/2023)
(2/8/2023)
(3/14/2023)
(2/14/2023)
(2/8/2023)
(3/24/2023)
(2/17/2023)
(2/23/2023)
(2/17/2023)
(3/10/2023)
(3/13/2023)
(2/19/2023)
(3/20/2023)
(2/17/2023)
(3/23/2023)
(2/22/2023)
(2/21/2023)
(3/30/2023)
(3/10/2023)
(2/17/2023)
Exams
FINRA
Current Firm
ICICI SECURITIES INC.
CRD#: 104285 / SEC#: , 8-52746
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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