George Roberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Roberts was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2008. George had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2014 - January 10, 2025
SEMA IV CAPITAL MANAGEMENT, LLC
February 24, 2011 - May 8, 2019
KOBO WEALTH CONSERVANCY
January 18, 2008 - December 31, 2010
KOBO WEALTH CONSERVANCY
State Registrations and Notice Filings
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Current Firm
SEMA IV CAPITAL MANAGEMENT, LLC
CRD#: 156342 / SEC#:
Contact information
Red Flags
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