Cindy Jones
Professional summary
Cindy Jones, who also goes by Cindy Brautigam, is a registered financial advisor currently at COVINGTON INVESTMENT ADVISORS, INC. located in Ligonier, Pennsylvania.
Cindy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Cindy has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cindy Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 13, 2012 - Present
COVINGTON INVESTMENT ADVISORS, INC.
Office #1: 301 East Main Street, Ligonier, PA 15658January 14, 2008 - April 10, 2012
WBI INVESTMENTS, LLC
Primary Firm SEC Registration
COVINGTON INVESTMENT ADVISORS, INC.
CRD#: 127270 / SEC#: 801-62139
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2012)
(7/13/2012)
(4/18/2018)
Current Firm
COVINGTON INVESTMENT ADVISORS, INC.
CRD#: 127270 / SEC#: 801-62139
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 808,802,171 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/15/2025 | ||
| 10/10/2024 | ||
| 09/27/2023 | ||
| 05/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COVINGTON INVESTMENT ADVISORS, INC.
CRD#: 127270Ligonier, PA 15658TRUST BUT VERIFY
Monitor Cindy Jones
Get automatic monthly alerts on:
