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Nuruddin Ali

CRD# 5474768·Registered 2008 - 2020
Previously Registered: Being a previously registered professional could mean that Nuruddin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nuruddin Ali, who also goes by Nurvodin Ali, was a registered financial advisor. Nuruddin was a previously registered financial professional and started their career in finance 2008 - 2020. Nuruddin had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nurvodin Ali

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

ZT WEALTH ADVISORY·CRD# 158972
RIA
Houston, TX
November 9, 2015 - January 14, 2020
MHA FINANCIAL CORP·CRD# 7462
RIA
Houston, TX
May 6, 2014 - November 2, 2015
MHA FINANCIAL CORP·CRD# 7462
BD
Houston, TX
January 8, 2014 - November 2, 2015
ZT WEALTH INVESTMENT ADVISORY LLC·CRD# 169426
RIA
Houston, TX
December 10, 2013 - January 21, 2014
EDI INVESTMENT ADVISOR CORPORATION·CRD# 124129
RIA
Houston, TX
November 16, 2009 - December 31, 2013
EDI FINANCIAL, INC.·CRD# 15699
BD
Houston, TX
November 13, 2009 - December 31, 2013
WESTPARK WEALTH ADVISORS, INC.·CRD# 130914
RIA
Houston, TX
February 19, 2009 - November 13, 2009
IMS SECURITIES, INC.·CRD# 35567
BD
Houston, TX
March 5, 2008 - November 13, 2009

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Current Firm

ZW
ZT WEALTH ADVISORY

AEP WEALTH MANAGEMENT LLC | ZT WEALTH ADVISORY | ZT SB INVESTMENT PARTNERS | ECHELON INVESTMENT MANAGEMENT

CRD#: 158972

Contact Information

Main Address

1535 West Loop South Suite 450, Houston, TX 77027

Phone Number

(713) 627-2000

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2009About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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