Timothy P. Killea

Some features on this profile are disabled

CRD#: 5474711

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Patrick Killea, CFP®, who also goes by Tim Killea, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2008. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Min. Asset: $100K–$250K

Services Offered

Investment Planning

Retirement Income Management

Insurance Planning

Education Planning

Estate Planning

Employee and Employer Plan Benefits

Long-term Care

Retirement Planning

Small Business Planning

Aliases

Tim Killea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Past

August 15, 2023 - July 16, 2026

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Wayne, PA

Past

August 15, 2023 - July 16, 2026

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Wayne, PA

Past

July 13, 2020 - August 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MEDIA, PA

Past

July 13, 2020 - August 2, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MEDIA, PA

Past

July 21, 2017 - July 14, 2020

EDWARD JONES

RIA

CRD#: 250

Marietta, GA

Past

July 17, 2017 - July 14, 2020

EDWARD JONES

CRD#: 250

Marietta, GA

Past

May 2, 2016 - June 19, 2017

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

January 20, 2015 - May 4, 2016

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

DELRAY BEACH, FL

Past

January 13, 2015 - May 4, 2016

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

September 12, 2012 - January 12, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

BOSTON, MA

Past

April 15, 2008 - September 7, 2012

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARLES SCHWAB & CO., INC.

CRD#: 5393 / SEC#: 801-29938, 8-16514

RIA

Registered Investment Advisory firm - SEC (7/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2008

General Securities Representative Examination

Current Firm

CHARLES SCHWAB & CO., INC.

CRD#: 5393 / SEC#: 801-29938, 8-16514

RIA

Registered Investment Advisory firm - SEC (7/24/1987 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3000 Schwab Way, Lone Tree, CO 80124

Mailing Address

3000 Schwab Way Sf211mn-08-330, Westlake, TX 76262-8104

Phone number

(817) 859-5000

Established

California since 04/01/1971

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

30,065

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY DISCLOSURE BROCHURE (12/11/2025)

SCHWAB ADVISOR NETWORK DISCLOSURE BROCHURE (12/11/2025)

CHARLES SCHWAB & CO., INC. SCHWAB INTELLIGENT PORTFOLIOS SOLUTIONS DISCLOSURE BROCHURE (12/11/2025)

SCHWAB MANAGED ACCOUNT SERVICES DISCLOSURE BROCHURE FOR CLIENTS OF INDEPENDENT INVESTMENT ADVISORS (12/11/2025)

SCHWAB'S MODEL MARKET CENTER DISCLOSURE BROCHURE (12/11/2025)

CS&CO. INC. DISCLOSURE BROCHURE FOR: SCHWAB MANAGED ACCOUNT SVC, SCHWAB MANAGED PORTFOLIOS, SCHWAB FINANCIAL PLANNING SVC (12/11/2025)

CHARLES SCHWAB & CO., INC. ADVICE SERVICES WITH MORNINGSTAR INVESTMENT MANAGEMENT LLC DISCLOSURE BROCHURE (12/11/2025)

Direct owners and executive officers

Name	Position	CRD#
SCHWAB HOLDINGS, INC.	100% OWNER
BEATTY, JONATHAN SCOTT	DIRECTOR, MANAGING DIRECTOR AND HEAD OF ADVISOR SERVICES	2429276
CRAIG, JONATHAN M	PRESIDENT, DIRECTOR, MANAGING DIRECTOR AND HEAD OF INVESTOR SERVICES AND MARKETING	4144656
HATHI, NEESHA K	MANAGING DIRECTOR HEAD OF WEALTH & ADVICE SOLUTIONS	2648997
HOWARD, DENNIS WILLARD	MANAGING DIRECTOR AND CHIEF INFORMATION OFFICER	6403083
NICHOLS, CHARLES	MANAGING DIRECTOR AND BROKER DEALER & INVESTMENT ADVISOR CHIEF COMPLIANCE OFFICER	4811434
STARR, JEFFREY HAROLD	MANAGING DIRECTOR, AND OPERATIONAL SERVICES AND PRINCIPAL OPERATIONS OFFICER	4700461
VERDESCHI, MICHAEL DANIEL	MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER, DIRECTOR	4570777

Disclosures

Regulatory Event	58
Civil Event	3
Arbitration	251
Bond	2

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2026	Cover Page	Report
02/24/2025	Cover Page	Report
01/19/2024	Cover Page	Report
04/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy P. Killea

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

NUVEEN SECURITIES, LLC

INCAPITAL DISTRIBUTORS LLC

INSPEREX LLC

REALTY CAPITAL SECURITIES, LLC

JOHN HANCOCK DISTRIBUTORS LLC

Primary Firm SEC Registration

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2016

Series 63

Date: 12/12/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/14/2008

Current Firm

CHARLES SCHWAB & CO., INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CHARLES SCHWAB & CO., INC.

TRUST BUT VERIFY

Contact information

Similar Advisors