JH
Jonathan R. Helton
T2 ASSET MANAGEMENT
CORONADO, CA
Some features on this profile are disabled
CRD#: 5474326
JH
Professional summary
Jonathan R Helton, who also goes by Jonathan Rudd Helton, is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Coronado, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jonathan has worked at 2 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Rudd Helton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WINDY CITY WILDFIRE, LLC, 1730 N. CLARK ST., APT 2802, CHICAGO, IL 60614 - INVESTMENT RLT'D - NO, COMPENSATION FOR ACTIVITY - YES, HRS DEVOTED TO ACTIVITY - 100, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 01/27/13, POSITION - PARTICIPANT; THIS IS THE SECOND YEAR OF THE AMERICAN ULTIMATE DISC LEAGUE. THE WINDY CITY WILDFIRE IS ONE OF 12 TEAMS IN THE LEAGUE. THIS IS THE FIRST PROFESSIONAL/SEMI-PRO ULTIMATE (FRISBEE) LEAGUE. I WOULD BE A PLAYER FOR THE WINDY CITY WILDFIRE.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan R Helton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 25, 2013 - Present
T2 ASSET MANAGEMENT, LLC
RIA
CRD#: 167714
CORONADO, CA
Past
November 19, 2008 - October 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
OAK BROOK, IL
Past
April 3, 2008 - October 28, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
T2 ASSET MANAGEMENT, LLC
HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
RIA
Registered Investment Advisory firm - (12/18/2017 Approved)Florida
Registered Investment Advisory firm - (12/20/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (1/3/2018 Terminated)New Jersey
Registered Investment Advisory firm - (12/18/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/5/2022)
IAR
Illinois(10/25/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
T2 ASSET MANAGEMENT, LLC
HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
RIA
Registered Investment Advisory firm - (12/18/2017 Approved)Florida
Registered Investment Advisory firm - (12/20/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/18/2017 Terminated)Indiana
Registered Investment Advisory firm - (1/3/2018 Terminated)New Jersey
Registered Investment Advisory firm - (12/18/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1952 Mcdowell Rd Suite 101, Naperville, IL 60563
Mailing Address
Phone number
(888) 354-8499
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 165,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
