Joshua D. Wheeler

WHEELER FINANCIAL PLANNING LLC

St. Charles, MO 63301

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CRD#: 5474139

Professional summary

Joshua David Wheeler MR, who also goes by Joshua David Wheeler, is a registered financial advisor currently at WHEELER FINANCIAL PLANNING LLC located in St. Charles, Missouri.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joshua has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua David Wheeler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joshua David Wheeler is involved in marketing for Archway industrial Coatings and AIC. Joshua David Wheeler is involved in product testing, research and development for remote controlled cars for a RC America. Name of outside business: Smoothie King; Is the advisory affiliate principal control person: Yes; Entail service on board of directors for a publicly traded company: No; Is the business investment related: No; Location of the business: 7421 S Lindbergh Blvd St. Louis, MO 63125; Description of the business: Smoothie King store that sells smoothies. Position Title: Owner; Responsibilities Duties: Help Manager when needed with payroll and general management guidance.Start date with business: 2019-06-19; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Wheeler MR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2015 - Present

WHEELER FINANCIAL PLANNING LLC

Office #1: 90 Mb Corporate Park Ct, St. Charles, MO 63301

RIA

CRD#: 281352

St. Charles, MO

Past

January 2, 2013 - October 1, 2015

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

DAYTON, OH

Past

May 17, 2011 - October 4, 2013

SICOR SECURITIES INC

CRD#: 16195

O'FALLON, MO

Past

January 14, 2011 - May 10, 2011

DIEHL WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 155241

CHESTERFIELD, MO

Past

February 18, 2008 - July 1, 2010

WORKMAN SECURITIES CORPORATION

CRD#: 31898

CHESTERFIELD, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(11/24/2015)

IAR

Texas
(10/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/2/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/15/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/15/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WHEELER FINANCIAL PLANNING LLC

WHEELER FINANCIAL PLANNING LLC | WHEELER FINANCIAL PLANNING, LLC

CRD#: 281352 / SEC#:

Missouri

Registered Investment Advisory firm - (11/24/2015 Approved)

Texas

Registered Investment Advisory firm - (10/28/2015 Conditional Restricted)

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Contact information

Main Address

90 Mb Corporate Park Ct, St. Charles, MO 63301

Mailing Address

Phone number

(314) 687-6096

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 8,395,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua D. Wheeler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Wheeler MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHEELER FINANCIAL PLANNING LLC

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

DIEHL WEALTH MANAGEMENT GROUP, LLC

WORKMAN SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2010

Series 63

Date: 6/2/2008

Series 7

Date: 1/15/2009

Series 6

Date: 2/15/2008

Current Firm

WHEELER FINANCIAL PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHEELER FINANCIAL PLANNING LLC

TRUST BUT VERIFY

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