JB
Joseph A. Barbour
ENCOMPASS MORE ASSET MANAGEMENT LLC
LA PORTE, TX
Some features on this profile are disabled
CRD#: 5474035
JB
Professional summary
Joseph Anthony Barbour, who also goes by Joseph Barbour, Joseph Anthony Barbour, is a registered financial advisor currently at ENCOMPASS MORE ASSET MANAGEMENT LLC located in La Porte, Texas and ENCOMPASS MORE INVESTMENTS, LLC located in Danville, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Barbour | Joseph Anthony Barbour
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) National Contracting Center; Not-investment related; 10201 Parkside Dr., Knoxville, TN 379; independent insurance sales agency; Agent; Start: 10/01/2020; 2 hours per week; 2 hrs. during market hours; Medicare sales and marketing. 2) Appreciation Financial LLC; Not investment-related; 6145 S. Rainbow Rd., Las Vegas NV 89778; insurance marketing, annuities and life insurance sales and marketing; Agent; Start: 10/01/2020; 15 hours per week; 15 hrs. during market hours; insurance marketing and sales of annuities and life insurance. 3) Insurance Agency Marketing Service, Inc. (IAMS Inc.); Not-investment related;505 N. 210th St.; Elkhorn, NE; independent insurance sales and marketing agency; Agent; Start: 02/01/2025; 2 hrs./wk. devoted; 2hrs./wk. during trading hrs.; insurance marketing and sales; sales of annuities, life insurance and long-term care insurance. 4) Encompass More Asset Management, LLC; 390 Diablo Road, Suite 100, Danville CA 94526; Registered Investment Advisor; Investment Advisor Representative; Start: 101/01/2022; 25 hrs./week; 25 hrs. during trading hrs.; registered investment advisor that markets and manages advisory portfolios. Investment advisor representative, determine needs and goals for client funds, recommend specific portfolio allocations based on customer needs and risk tolerance.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Barbour's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2022 - Present
ENCOMPASS MORE ASSET MANAGEMENT LLC
RIA
CRD#: 322382
LA PORTE, TX
Current
January 27, 2023 - Present
ENCOMPASS MORE INVESTMENTS, LLC
Office #1: 390 Diablo Road Suite #100, Danville, CA 94526BD
CRD#: 318438
DANVILLE, CA
Past
October 8, 2020 - November 30, 2022
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
LA PORTE, TX
Past
September 8, 2020 - September 6, 2022
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
November 7, 2018 - May 28, 2020
PNC MANAGED ACCOUNT SOLUTIONS, INC.
RIA
CRD#: 110476
Seabrook, TX
Past
November 6, 2018 - May 28, 2020
BBVA SECURITIES INC.
BD
CRD#: 27060
ANGLETON, TX
Past
October 1, 2012 - November 9, 2018
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BEAUMONT, TX
Past
October 1, 2012 - November 9, 2018
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BEAUMONT, TX
Past
May 2, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BAYTOWN, TX
Past
February 4, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BAYTOWN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2023)
RR
California(1/30/2023)
RR
North Carolina(7/7/2023)
RR
Pennsylvania(2/8/2023)
IAR
Texas(9/1/2022)
RR
Texas(2/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EM
ENCOMPASS MORE ASSET MANAGEMENT LLC
AJM FINANCIAL | TDC FINANCIAL | SKYLINE FINANCIAL PARTNERS | RIVERS WEALTH MANAGEMENT - FL | GOVERNMENT AND CIVIL EMPLOYEE SERVICES (GCES) | ENCOMPASS MORE ASSET MANAGEMENT LLC | DUCHARME WEALTH MANAGEMENT | BOYCE WEALTH MANAGEMENT | ALTO FINANCIAL GROUP
CRD#: 322382 / SEC#: 801-126102
RIA
Registered Investment Advisory firm - (7/14/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
390 Diablo Rd Suite 100, Danville, CA 94526
Mailing Address
Phone number
(925) 272-8850
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,025 |
| AUM (Assets Under Management) | $ 581,910,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
