Patrick D. Reith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Daniel Reith, who also goes by Patrick D Reith, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2008. Patrick had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2020 - September 16, 2021
FIRST PALLADIUM, LLC
June 13, 2016 - October 31, 2018
CETERA INVESTMENT SERVICES LLC
December 4, 2015 - June 8, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 23, 2015
J.P. MORGAN SECURITIES LLC
February 4, 2008 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST PALLADIUM, LLC
CRD#: 289822 / SEC#: , 8-70007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
